Engagement

Internal Control Review

Focused assessment of key financial controls—authorisations, reconciliations, and segregation of duties—before year-end pressure builds.

Ledger sheets and calculator arranged for control testing

Who it is for

Finance directors preparing for first-time audits or addressing prior-year control findings.

Result you receive

A ranked map of control gaps with practical remediation steps your team can implement before the next audit cycle.

Scope

Walkthroughs and sample testing of selected cycles; not a full statutory audit opinion.

Provider

Senior manager with partner oversight

Included

  • Control matrix for selected processes
  • Sample testing of key controls
  • Remediation priority list

Not included

  • Statutory audit opinion
  • IT system implementation

How the work proceeds

  1. Scope workshop
  2. On-site walkthroughs
  3. Findings workshop

Duration

Two to three weeks.

Location & delivery

Client offices or hybrid.

Preparation

Process narratives and sample transaction lists.

Constraints

Limited to the cycles named in the engagement letter.

Pricing basis

From ¥650,000 depending on number of cycles.

Start with an estimate request